The following portion of the test includes several Case Studies. Each Case Study includes introductoryinformation about a specific company or audit situation, followed immediately by a set of questions related tothe situation described and various audit-related documents, identified by company name.All of the audit-related documents for these Case Studies are presented in a separate booklet labeled:CONFIDENTIALAudit DocumentsThese documents were drawn from actual companies and are designed to be examples of genuine auditmaterials. Their format and contents have not been altered, and they are intended to represent workingdocuments from everyday situations.Although the documents for the Case Studies are presented separately, the test will be scored as a whole, on atotal of 150 questions. You may go back and check your work on any part of the examination until time is calledat the end of the testing period.Two auditors are conducting an internal audit of the Quality Electronics and Elements Co. (QEE) systemprocedures. During the first day of the audit, the following observations were made.An outbound carton with obvious damage was examined by the auditor on the shipping dock.A shipment of six (6) boxes to Allied Supply was returned because the customer-required certifications didnot accompany the product.Unsigned product verification documents were found on stored products.Of three (3) cartons found in the accepted materials station, only two of the cartons had labels indicatingtheir contents. When the auditor pointed this out, a customer service representative immediately affixed theproper label to the one unlabeled carton.The auditor also found that “Accepted Material Traveler Cards” were not attached to any of the cartons inthe accepted materials station.Which department is responsible for determining whether an outbound product has been damaged in handlingor storage?
When an internal audit program is being formulated, the auditees' anxiety about the audit process is most
likely to be reduced by which of the following?
Audit team members are responsible for which two of the following?I. Initiating the auditII. Remaining within the scope of the auditIII. Compiling and analyzing evidenceIV. Recommending specific corrective actions