Free CISI ICWIM Exam Questions
Absolute Free ICWIM Exam Practice for Comprehensive Preparation
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CISI ICWIM Exam Questions
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Provided By: CISI
- Exam: International Certificate in Wealth & Investment Management
- Certification: CISI Certifications
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Total Questions: 100
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Updated On: Nov 25, 2025
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Rated: 4.9 |
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Online Users: 200
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Question 1
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A stockbroking firm receives both buy and sell orders for the same security but from different clients. How can they best avoid a conflict of interest?
Answer: B
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Question 2
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According to Modern Portfolio Theory (MPT), portfolios below the efficient frontier are not efficient because:
Answer: D
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According to Modern Portfolio Theory (MPT), portfolios below the efficient frontier are not efficient because:
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Question 3
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Having prepared recommendations via a report, why would an adviser suggest a face-to-face meeting with their client?
Answer: D
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Question 4
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Performance attribution analysis attempts to explain why a portfolio had a certain return. It does so by breaking down the performance and attributing the results based on the decisions made by the fund manager on which of the following?
Answer: C
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Question 5
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What financial principle requires an adviser to gather extensive information from a client before making a recommendation?
Answer: D
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