Free FINRA Series-6 Exam Questions
Absolute Free Series-6 Exam Practice for Comprehensive Preparation
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FINRA Series-6 Exam Questions
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Provided By: FINRA
- Exam: Investment Company and Variable Contracts Products Representative
- Certification: FINRA Representative-level
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Total Questions: 328
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Updated On: Jan 15, 2026
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Rated: 4.9 |
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Online Users: 656
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Question 1
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All government bonds and the majority of corporate bonds are traded:
Answer: D
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All government bonds and the majority of corporate bonds are traded:
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Question 2
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Dottie is a newly-minted, registered representative and is doing some cold calling to line up appointments with prospects. When doing so, Dottie: I. must not call anyone on her firm’s do-not-call list. II. must not call anyone on the FTC’s national do-not-call-list. III. must not call anyone before 7 a.m. or after 7 p.m., based on the time zone of the person being called. IV. must provide the person called with her name, the name and contact information of her firm, and the purpose of her call.
Answer: C
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Dottie is a newly-minted, registered representative and is doing some cold calling to line up appointments with prospects. When doing so, Dottie: I. must not call anyone on her firm’s do-not-call list. II. must not call anyone on the FTC’s national do-not-call-list. III. must not call anyone before 7 a.m. or after 7 p.m., based on the time zone of the person being called. IV. must provide the person called with her name, the name and contact information of her firm, and the purpose of her call.
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Question 3
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Glamourless Fund is a value fund. As such, it invests primarily in stocks with:
Answer: D
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Glamourless Fund is a value fund. As such, it invests primarily in stocks with:
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Question 4
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Which of the following formulae is used to calculate the net dividend income per share of a mutual fund?
Answer: A
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Which of the following formulae is used to calculate the net dividend income per share of a mutual fund?
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Question 5
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Ms. Scatty is a registered representative with a well-known family of mutual funds. When selling one of the funds, she forgets to give her buyer a prospectus. Which of the following statements is true?
Answer: A
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Ms. Scatty is a registered representative with a well-known family of mutual funds. When selling one of the funds, she forgets to give her buyer a prospectus. Which of the following statements is true?