Free FINRA Series-7 Exam Questions
Absolute Free Series-7 Exam Practice for Comprehensive Preparation
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FINRA Series-7 Exam Questions
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Provided By: FINRA
- Exam: General Securities Representative
- Certification: General Securities Representative
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Total Questions: 405
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Updated On: Dec 07, 2025
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Rated: 4.9 |
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Online Users: 810
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Question 1
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Bubba owns stock with cumulative voting rights. There are five vacancies on a board and
he owns 100 shares of stock. Bubba is entitled to cast the following votes:
Answer: C
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Bubba owns stock with cumulative voting rights. There are five vacancies on a board and
he owns 100 shares of stock. Bubba is entitled to cast the following votes:
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Question 2
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On which of the following is depreciation permitted?
Answer: B
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On which of the following is depreciation permitted?
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Question 3
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A financial institution requesting a quote on a block of 100 bonds from a dealer ingovernment securities receives a quote of 98.02 bid, 98.06 asked.What is the dollar amount the institution will receive if the financial institution sells thesebonds to the dealer?’’
Answer: A
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Question 4
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A leveraged company is best described as one that has a small portion of its capitalization
represented by:
Answer: A
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A leveraged company is best described as one that has a small portion of its capitalization
represented by:
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Question 5
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Bubba is age 54 and has investments in a retirement plan with his former employer valuedat $104,500. Bubba withdraws $25,000 to open a retail clothing store.Which of the following statements is true regarding Bubba’s tax consequences?
Answer: B
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