Free FINRA Series-7 Exam Questions
Absolute Free Series-7 Exam Practice for Comprehensive Preparation
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FINRA Series-7 Exam Questions
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Provided By: FINRA
- Exam: General Securities Representative
- Certification: General Securities Representative
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Total Questions: 405
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Updated On: Jan 14, 2026
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Rated: 4.9 |
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Online Users: 810
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Question 1
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Bubba holds 200 shares of common stock in a utility company and receives rights tosubscribe to an additional 100 shares at $20. The utility company is raising $40 million ofnew capital.How many rights does Bubba receive?
Answer: D
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Question 2
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Bubba buys one XYZ September 50 call at $7 and sells one XYZ September 60 call at $3.
At that time, XYZ stock is at $55. Bubba has no other stock positions.
What is Bubba’s maximum possible profit?
Answer: B
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Bubba buys one XYZ September 50 call at $7 and sells one XYZ September 60 call at $3.
At that time, XYZ stock is at $55. Bubba has no other stock positions.
What is Bubba’s maximum possible profit?
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Question 3
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A dealer buys 100 shares of XYZ common, which is an actively traded stock, at 23.50.Three days later, when XYZ common is quoted at 19.50 - 19.75, he sells the 100 shares to a customer. The basis for the dealer’s markup is:
Answer: B
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A dealer buys 100 shares of XYZ common, which is an actively traded stock, at 23.50.
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Question 4
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Under what circumstances may a municipal securities dealer guarantee a customer against
loss in market value of bonds?
Answer: A
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Under what circumstances may a municipal securities dealer guarantee a customer against
loss in market value of bonds?
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Question 5
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The most common type of bond issued by a well-established company is:
Answer: A
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The most common type of bond issued by a well-established company is: